We analyze all and any aspects of bank operations and deposit operations from the customer interaction all the way to the back office. We understand both loan and deposit operations for many non-traditional clients and make recommendations that allow effective customer interactions and maintain regulatory compliance.
We have seen first hand how regulations, such as Know Your Customer (KYC), can prevent fraud and lead to expensive legal or arbitration actions. Civil suits can lead to regulatory oversight actions. All of these disrupt your organization. We have participated in legal actions and know have to avoid such pitfalls. Relying on your core processor for total compliance and protection is not best practices.
We have assisted with selecting deposit solutions for retail and back room efficiencies and compliance.
We have assisted larger and smaller organizations with many operational lending issues. This area can expose the organization to significant liability and potential loss. We commit to practical solutions to prevent exposures such as lender liability. What may appear as actions to protect the lender may cause more problems.
We have seen some really unusual circumstances in practice and in the court room. Here are some examples:
We have assisted with many operational issues and prevented many costly operational expasures.